Proprietary trading

Results: 221



#Item
121

Re: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Add to Reading List

Source URL: www.calpers-governance.org

- Date: 2012-02-15 11:22:50
    122Financial markets / Financial services / Stock market / Goldman Sachs / Investment banking / Securities research / Security / Proprietary trading / Derivative / Financial economics / Investment / Finance

    Important Risk Disclosures This message has been prepared by personnel in the Equities or Fixed Income, Currency and Commodities Sales/ Trading Departments of Goldman Sachs Australia Pty Ltd and/or its affiliates (“Go

    Add to Reading List

    Source URL: www.goldmansachs.com

    Language: English - Date: 2014-05-14 10:39:43
    123Economics / United States federal banking legislation / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / Office of the Comptroller of the Currency / Hedge fund / Bank / Proprietary trading / Financial economics / Finance / Systemic risk

    Oral Statement for before House Committee on Financial Services

    Add to Reading List

    Source URL: occ.treas.gov

    Language: English - Date: 2014-09-21 08:45:04
    124Investment / Financial services / Bank / Proprietary trading / Portfolio / Investment banking / Beta / Stock market / Short / Financial markets / Financial economics / Finance

    Is proprietary trading detrimental to retail investors? Falko Fecht, Andreas Hackethal and Yigitcan Karabulut∗ This draft: August 15, 2010 Preliminary Version Please do not quote without permission

    Add to Reading List

    Source URL: www.clevelandfed.org

    Language: English - Date: 2010-09-08 19:38:08
    125Financial markets / United States Securities and Exchange Commission / Hedge fund / U.S. Securities and Exchange Commission / Proprietary trading / Short / Securities Exchange Act / Financial economics / Investment / Finance

    Comment Letter on File No. S7-10-10

    Add to Reading List

    Source URL: www.sec.gov

    Language: English - Date: 2010-06-16 13:54:51
    126Systemic risk / United States federal banking legislation / Financial markets / Late-2000s financial crisis / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Wall Street reform / Paul Volcker / Proprietary trading / Financial economics / Finance / Economics

    THE EXPRESSIVE SYNERGIES OF THE VOLCKER RULE

    Add to Reading List

    Source URL: bclawreview.org

    Language: English - Date: 2013-03-28 13:56:06
    127Financial services / Systemic risk / Late-2000s financial crisis / Investment banking / Bank / Dodd–Frank Wall Street Reform and Consumer Protection Act / Proprietary trading / Deutsche Bank / Bank of America Home Loans / Financial economics / Primary dealers / Investment

    banking-trading-march 30.dvi

    Add to Reading List

    Source URL: www.clevelandfed.org

    Language: English - Date: 2012-04-13 12:45:14
    128Stock market / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / United States federal banking legislation / Commodity Futures Trading Commission / Futures contract / Derivative / Financial economics / Finance / Financial system

    Text of the Final Common Rules (All Agencies) The text of the final common rules appears below: PART [ ] —PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS SUBPART A

    Add to Reading List

    Source URL: online.wsj.com

    Language: English - Date: 2013-12-10 09:32:03
    129Economics / Arbitrage / High-frequency trading / Algorithmic trading / Hedge fund / Triangular arbitrage / Proprietary trading / Bid–offer spread / Futures contract / Financial economics / Finance / Financial markets

    REVIEW OF FINANCIAL REGULATION STUDIES Center for the Study of Financial Regulation The Center for the Study of Financial Regulation at the University of Notre Dame has as its

    Add to Reading List

    Source URL: business.nd.edu

    Language: English - Date: 2014-07-18 13:54:46
    130Economics / United States federal banking legislation / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / Office of the Comptroller of the Currency / Hedge fund / Bank / Proprietary trading / Financial economics / Finance / Systemic risk

    Oral Statement for before House Committee on Financial Services

    Add to Reading List

    Source URL: occ.gov

    Language: English - Date: 2014-09-07 08:44:58
    UPDATE